VIRTUAL KEYNOTE Q&A with Scott Cacurak, CPA, Partner, & Robert McCabe, CPA, Partner, at TAAD LLP
Why It Matters
Microcap firms face near-term funding and compliance pressure that could drive consolidations, last-chance capital raises, or delistings, while advisers and underwriters see rising demand for audit, governance, and transaction readiness services. Effective preparation for the new regulatory landscape will be a key determinant of which small issuers survive and access capital.
Summary
In a Planet MicroCap virtual keynote, TAAD partners said the 2026 market feels steady but muted: deal volume and IPO activity remain below prior levels while many issuers are quietly preparing for transactions as investor confidence and capital raising slowly recover. New SEC and exchange listing rules are forcing companies to restructure and scramble to meet heightened listing thresholds and disclosure requirements, with some small issuers racing to shore up capital and avoid deficiency notices. US-China tensions and Chinese approval hurdles have slowed Asian-driven listings, shifting most deal flow to domestic U.S. issuers. TAAD expects regulatory focus to pivot toward material fraud issues and greater audit-committee responsibility, prompting advisory and compliance work for their clients.
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