Recent Posts
News•Feb 26, 2026
ProcessUnity Research Finds Third-Party Risk Management Confidence Outpaces Breach Reality
ProcessUnity’s State of Third‑Party Risk Assessments 2026, conducted with the Ponemon Institute, surveyed 1,465 risk leaders and found a stark disconnect between confidence in TPRM programs and actual breach outcomes. Respondents report an average of 12 third‑party breaches per year despite claiming strong program effectiveness. The study highlights persistent manual processes, lengthy vendor response times, and a lack of measurable metrics, especially in financial services and technology sectors. AI adoption is emerging, with half of organizations already using it to accelerate assessments.
By Corporate Compliance Insights
News•Feb 26, 2026
Reimagining KYC
Capgemini released a whitepaper outlining perpetual KYC, a shift from periodic, manual reviews to near‑real‑time, event‑driven monitoring. Early adopters report 20‑40% fewer false positives, 40‑60% faster onboarding, and 50‑70% reduction in case backlogs. The proposed pKYC triad blends data modernization,...
By Corporate Compliance Insights
News•Feb 24, 2026
The Rising Tide of AI-Washing Cases in Securities Fraud Litigation
Public companies are increasingly inflating AI capabilities to attract investors, a practice dubbed AI‑washing that has sparked a surge in securities fraud litigation. Recent cases such as Opendoor and Upstart illustrate how exaggerated AI claims led to false statements, stock...
By Corporate Compliance Insights
News•Feb 23, 2026
Back to Basics: 14 Risk Oversight Rules You Know (But May Be Ignoring)
Jim DeLoach’s article revisits 14 timeless risk‑oversight principles, urging leaders to refresh them with today’s digital capabilities. He stresses that avoiding risk is itself a risk, and that AI, machine learning, and real‑time data can dramatically improve early‑warning systems. The...
By Corporate Compliance Insights
News•Feb 18, 2026
US Companies Increasingly Face Investor Pushback on M&A Deals
Activist investors intensified pressure on U.S. companies, with push‑to‑sell campaigns rising 29% in 2025, reaching a five‑year high. More than 30 firms encountered shareholder resistance to M&A deals, while overall activist activity modestly declined to 579 targets. Concurrently, private‑equity firms...
By Corporate Compliance Insights
News•Feb 18, 2026
A Year After Designation of Cartels as Terrorists, What Is the Risk Landscape for Multinationals Operating in Mexico?
In February 2025 the U.S. designated six Mexican drug cartels as foreign terrorist organizations, extending material‑support statutes and national‑security enforcement to any company dealing with them. The DOJ’s new guidelines prioritize terrorism‑finance violations, while FinCEN’s geographic targeting orders have already...
By Corporate Compliance Insights
News•Feb 18, 2026
Your Foreign AI Vendor’s Black Box Is an Ethics Problem, Not a Technical One
Boards and senior leaders are confronting a growing dilemma: critical AI systems supplied by foreign vendors operate as opaque black boxes, delivering efficiency while limiting auditability. Ethicists Vera Cherepanova and Brian Haman argue this is fundamentally an ethical issue of...
By Corporate Compliance Insights
News•Feb 17, 2026
Sphinx Raises $7M Seed Round for AI Compliance Agents
Sphinx announced a $7 million seed round, led by Cherry Ventures with participation from Y Combinator, Rebel Fund, Deel Ventures and Singularity Capital. The San Francisco‑based startup builds browser‑native AI agents that embed directly into existing case‑management systems, third‑party portals and internal dashboards...
By Corporate Compliance Insights
News•Feb 17, 2026
EU Companies Face Double Workload on AML Before 2027 Harmonization Arrives
The EU will introduce a unified anti‑money‑laundering regulation (AMLR) and the sixth AML directive on July 10 2027, replacing the patchwork of national transpositions of the fifth directive. Until then, companies must continue to meet divergent local UBO reporting and due‑diligence rules...
By Corporate Compliance Insights
News•Feb 16, 2026
Internal Controls: The Quiet Infrastructure Behind Financial Trust
Recent SEC enforcement actions have spotlighted ineffective internal controls over financial reporting, emphasizing approval workflow and reconciliation gaps. Experts argue that robust control environments, paired with knowledgeable teams, shift compliance from a reactive task to a predictable process. As organizations...
By Corporate Compliance Insights
News•Feb 13, 2026
FCPA Priorities Whitepaper
Ground Truth Intelligence released a whitepaper outlining the Department of Justice’s refreshed FCPA enforcement agenda after a 180‑day pause and June 2025 guidance. The DOJ is shifting resources toward corruption that threatens U.S. national security, economic competitiveness, and organized‑crime links,...
By Corporate Compliance Insights
News•Feb 11, 2026
2026 E&C Program Effectiveness Report
LRN’s 2026 Ethics & Compliance Program Effectiveness Report, based on more than 2,500 respondents across 26 industries, reveals a widening gap between high‑impact and average programs. While AI and data‑analytics adoption is expanding, many firms lack the governance and measurement...
By Corporate Compliance Insights
News•Feb 10, 2026
Q&A: How to Prepare for AI-Powered Investigations While Managing Your Own AI Risk
The Department of Justice (DOJ) is openly deploying AI tools—such as cryptocurrency tracing, financial anomaly detection, travel‑pattern analysis, and intake triage—to boost white‑collar investigations. At the same time, the DOJ’s enforcement agenda warns that companies must govern their own AI...
By Corporate Compliance Insights