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FINRA – News Releases

FINRA – News Releases

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Broker-dealer supervision, market integrity

Recent Posts

Know Before You Share: Be Mindful of Data Aggregation Risks
News•Feb 11, 2026

Know Before You Share: Be Mindful of Data Aggregation Risks

Financial data aggregators consolidate accounts into a single dashboard, using either APIs or screen‑scraping to retrieve information. While APIs provide scoped, credential‑free access, many providers still rely on screen‑scraping, which requires users to share login details. The article highlights privacy, security, and regulatory gaps, and offers a checklist for consumers to mitigate risks. It advises limiting data access, reviewing terms, and revoking permissions after use.

By FINRA – News Releases
Job Dislocation—Managing the Financial Impact of Unexpected Job Loss
News•Feb 11, 2026

Job Dislocation—Managing the Financial Impact of Unexpected Job Loss

The article outlines the fundamentals of retirement accounts, covering employer‑sponsored plans like 401(k)s, 403(b)s, and government TSPs, as well as individual IRAs. It highlights key features such as tax advantages, contribution limits, catch‑up contributions, and employer matching, while noting new...

By FINRA – News Releases
Advance-Fee Frauds Keep Dropping the FINRA Name—Don’t Fall for “Regulator” Imposter Ploys
News•Feb 11, 2026

Advance-Fee Frauds Keep Dropping the FINRA Name—Don’t Fall for “Regulator” Imposter Ploys

Fraudsters are increasingly impersonating FINRA and its executives, using authentic‑looking logos, signatures, and fake email domains to lure victims into advance‑fee scams. The scams typically demand payment for alleged regulatory or tax charges tied to worthless securities or nonexistent inheritances,...

By FINRA – News Releases
Initial Coin Offerings (ICOs)—What to Know Now and Time-Tested Tips for Investors
News•Feb 11, 2026

Initial Coin Offerings (ICOs)—What to Know Now and Time-Tested Tips for Investors

Initial Coin Offerings (ICOs) and related crypto asset sales remain popular but are largely unregulated, often bypassing the disclosure standards required for securities. The guide outlines the spectrum of crypto assets—from native coins and ERC‑20 tokens to NFTs, stablecoins, and...

By FINRA – News Releases
Stock Up on Information Before Buying Stock
News•Feb 11, 2026

Stock Up on Information Before Buying Stock

Investors face over 20,000 ticker symbols, making accidental purchases a real risk. Confusing symbols—like Zoom Technologies (ZOOM), Zoom Video Communications (ZM), and Zoom Telephonics (ZMTP)—illustrate why confirming the intended security is essential. Thorough research via the SEC's EDGAR database helps...

By FINRA – News Releases
It Pays to Pay Attention to Your Brokerage Account Statements
News•Feb 11, 2026

It Pays to Pay Attention to Your Brokerage Account Statements

Investors are urged to review brokerage account statements and trade confirmations each month or quarter to verify accuracy. Unaddressed errors can be presumed authorized, jeopardizing SIPC protection and exposing investors to unauthorized activity. The article outlines when to contact brokers,...

By FINRA – News Releases
Following the Crowd: Investing and Social Media
News•Feb 11, 2026

Following the Crowd: Investing and Social Media

Investors, especially those under 35, are turning to social media for investment ideas, with 60% of young investors citing it as an information source. The article presents five practical tips—evaluate sources, keep emotions out of decisions, understand day‑trader, margin and...

By FINRA – News Releases