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UK FCA – News

UK FCA – News

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UK markets/issuer supervision, listing rules

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FCA Stops Advantage Wealth Management Ltd From Carrying Out Regulated Activities and Imposes Assets Restriction
News•Feb 10, 2026

FCA Stops Advantage Wealth Management Ltd From Carrying Out Regulated Activities and Imposes Assets Restriction

The Financial Conduct Authority has placed Advantage Wealth Management Ltd (AWM) under strict restrictions, requiring written FCA consent before any asset disposal or regulated activity. The regulator cited concerns over how customers' investments were shifted into cash, inadequate financial resources, and AWM's lack of cooperation with supervisory inquiries. As a result, AWM can no longer operate as an independent financial adviser or provide advice without prior approval. The FCA advises affected clients to seek alternative advisers through the Money Helper service.

By UK FCA – News
Independent Assessment to Support Establishment of a Future Entity
News•Feb 10, 2026

Independent Assessment to Support Establishment of a Future Entity

The Financial Conduct Authority (FCA) has released a letter to trade associations announcing KPMG’s appointment to conduct an independent assessment of proposals for a Future Entity that would set standards for UK open‑banking APIs. The assessment will evaluate governance, technical...

By UK FCA – News
FCA Fines Two Individuals a Combined £108,731 for Insider Dealing
News•Feb 10, 2026

FCA Fines Two Individuals a Combined £108,731 for Insider Dealing

The FCA fined Dipesh Kerai (£52,731) and Bhavesh Hirani (£56,000) for insider dealing in Bidstack Group Plc shares, totalling £108,731 in penalties. Hirani, then interim CFO, leaked confidential details of a major advertising deal to Kerai, who bought 1.3 million shares before the...

By UK FCA – News
HTX (Formerly Huobi): Legal Proceedings Information
News•Feb 10, 2026

HTX (Formerly Huobi): Legal Proceedings Information

The UK Financial Conduct Authority (FCA) initiated legal proceedings on 21 October 2025 against Huobi Global S.A. and several unidentified individuals linked to the HTX cryptocurrency exchange. The case was filed in the Chancery Division of the High Court, and on 4 February 2026...

By UK FCA – News

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